“We contacted Uddhav Kirtikar to complete our external audit for our compliance with the AML/CFT legislation. We are more than happy with the professional manner in which this was carried out. We were requested to email through to him our Risk Assessment and Compliance programme prior to the visit to our site. When Mr Kirtikar and his assistant arrived at our offices they were shown our systems and there was very little interruption to our busy work environment. Their practical and realistic assessment of our compliance was greatly appreciated.”
Our Services
Consultancy and Training
Our consultancy services help clients develop and implement their AML/CFT regime. We also provide financial literacy online as well as class room type training programmes.
AML/CFT Audits
Information on our auditing process, and how we can help you meet your audit requirements.
FSPR Registrations
We help businesses with their applications for FSPR registrations that are required under the Financial Markets Conduct Act.
Published Resources
Guidance from AML/CFT Act supervisors and the New Zealand Police Financial Intelligence Unit is available here.
Online Self Assessment Tool
Our online assessment tool highlights and fixes problems with your AML/CFT programme and increases your chances of passing your audit, faster and cheaper.
Contact Us
For enquiries, use the form below.
Include as much detail as you can, and we will be in contact as soon as possible.
Contact:
+64 21 062 0211
uddhav@complianceplus.co.nz