AML Overkill

Guy Dobson, Director of Maxima, and Janaye Kirtikar, an analyst at Compliance Plus, have co-authored an article focusing on the overreach of AML/CFT supervisors. The article, published by Investment News, details how supervisors have made compliance with the Act...

OIA: DIA’s AML Group

We have observed inconsistencies between individual enforcement officers’ supervisory reports, particularly from DIA’s AML Group. In December 2019, we submitted an OIA request to DIA. This asked DIA to clarify how they instruct their AML Group to conduct on-site and...